- Plaintiff
- Buchanan, Mary
- Plaintiff
- Behrens, Bryan
- Represented By:
- Brookhouser, Patrick (McGrath North Mullin & Kratz, PC)
- Defense
- Securities & Exchange Commission
- Represented By:
- Stalnaker , John (Stalnaker, Becke & Buresh, P.C.)
SEC claims Behrens violated the SEA of 1933 and 1934 based on a Ponzi-like scheme. Behrens supposedly used new investments to pay old investors and for personal use instead of using it in to generate profit.
Recording Disclaimer: This proceeding was recorded in full.